Table 1 – Compliance and Enforcement Activity by Type
| |
2013 |
2014 |
2015 |
2016 |
*2017 |
|---|
| Compliance Order |
53 |
60 |
56 |
130 |
208 |
| Discipline Order |
1 |
1 |
0 |
3 |
12 |
| Monetary Penalty |
14 |
8 |
19 |
15 |
49 |
| Compliance Audit |
0 |
0 |
0 |
3 |
8 |
| Surety Bond Call |
0 |
0 |
0 |
0 |
2 |
| Warning Notice |
36 |
103 |
163 |
112 |
150 |
| Total |
104 |
172 |
238 |
263 |
429 |
*2017 does not include Compliance Order number CO-2017-0164 which was withdrawn by the issuing safety officer. 2017 does include five monetary penalties and three discipline orders issued in 2016 that were under appeal at time of 2016 reporting and subsequently not included in the 2016 State of Safety Report.
Table 2 – Compliance and Enforcement Activity by Technology
| |
2016 |
2017 |
|---|
| Boilers & Pressure Vessels |
27 |
55 |
| • Compliance Order |
24 |
43 |
| • Discipline Order |
0 |
4 |
| • Monetary Penalty |
0 |
4 |
| • Compliance Audit |
1 |
1 |
| • Warning Notice |
2 |
3 |
| Electrical |
83 |
134 |
| • Compliance Order |
50 |
56 |
| • Discipline Order |
3 |
1 |
| • Monetary Penalty |
2 |
17 |
| • Compliance Audit |
0 |
1 |
| • Surety Bond Call |
0 |
1 |
| • Warning Notice |
28 |
58 |
| Elevating Devices |
5 |
17 |
| • Compliance Order |
2 |
5 |
| • Discipline Order |
0 |
6 |
| • Monetary Penalty |
3 |
6 |
| Gas |
144 |
208 |
| • Compliance Order |
53 |
95 |
| • Discipline Order |
0 |
1 |
| • Monetary Penalty |
10 |
21 |
| • Regulatory Compliance Audit |
2 |
2 |
| • Surety Bond Call |
0 |
1 |
| • Warning Notice |
79 |
88 |
| Multiple Technology |
0 |
5 |
| • Monetary Penalty |
0 |
1 |
| • Regulatory Compliance Audit |
0 |
4 |
| Passenger Ropeways |
1 |
1 |
| • Compliance Order |
1 |
1 |
| Refrigeration |
3 |
9 |
| • Compliance Order |
0 |
8 |
| • Warning Notice |
3 |
1 |
| Total |
263 |
429 |
* 2017 does not include Compliance Order number CO-2017-0164 which was withdrawn by the issuing safety officer. 2017 does include five monetary penalties and three discipline orders issued in 2016 that were under appeal at time of 2016 reporting and subsequently not included in the 2016 State of Safety Report.
Table 3 – Compliance and enforcement Activities by Category
| Warning Notices |
2016 |
2017 |
|---|
| No permit |
104 |
138 |
| • Unauthorized person performing regulated work |
7 |
8 |
| • Use or disposal of uncertified products |
1 |
4 |
| Warning Notice Total |
112 |
150 |
| Compliance Orders |
2016 |
2017 |
|---|
| • Expired contractor licence |
3 |
1 |
| • Failure to obtain design registration |
0 |
1 |
| • Failure to provide access |
4 |
0 |
| • Failure to report an incident |
1 |
1 |
| • Failure to request inspection |
1 |
2 |
| • Incorrect permit |
0 |
1 |
| • No contractor licence |
36 |
56 |
| • No permit |
39 |
108 |
| • No valid certificate of qualification |
1 |
0 |
| • Outstanding non-compliance(s) |
27 |
18 |
| • Performing work beyond scope of qualification |
2 |
0 |
| • Provide records |
4 |
8 |
| • Tampering or unsafe use of regulated equipment |
1 |
2 |
| • Use of unqualified worker(s) |
8 |
8 |
| • Use or disposal of uncertified product(s) |
3 |
2 |
| Compliance Order Total |
130 |
208 |
| Monetary Penalties |
2016 |
2017 |
|---|
| • Failure to comply with a compliance order |
8 |
29 |
| • Failure to comply with a discipline order |
0 |
1 |
| • Failure to comply with a safety order |
3 |
5 |
| • Failure to comply with term or condition of a licence |
0 |
1 |
| • Failure to comply with term or condition of a permit |
0 |
1 |
| • Performing regulated work without required permit |
4 |
11 |
| • Sale or disposal of an uncertified regulated product |
0 |
1 |
| Monetary Penalty Total |
15 |
49 |
| Discipline Orders |
2016 |
2017 |
|---|
| • Failure to comply with a compliance order |
1 |
0 |
| • Failure to comply with a safety order |
2 |
3 |
| • Failure to comply with a term or condition of a certificate |
0 |
2 |
| • Failure to comply with a term or condition of a licence |
0 |
4 |
| • Performing regulated work without the required certificate |
0 |
1 |
| • Use of a prohibited electronic device for exam purposes |
0 |
2 |
| Discipline Order Total |
3 |
12 |
*2017 does not include Compliance Order number CO-2017-0164 which was withdrawn by the issuing safety officer. 2017 does include five monetary penalties and three discipline orders issued in 2016 that were under appeal at time of 2016 reporting and subsequently not included in the 2016 State of Safety Report.
Table 4 – Compliance and Enforcement Actions by Technology and Category
| Warning Notices |
2016 |
2017 |
|---|
| Boilers & Pressure Vessels |
2 |
3 |
| • No permit |
2 |
3 |
| Electrical |
28 |
58 |
| • No permit |
23 |
50 |
| • Unauthorized person performing regulated work |
4 |
5 |
| • Use or disposal of uncertified products |
1 |
3 |
| Gas |
79 |
88 |
| • No permit |
76 |
84 |
| • Unauthorized person performing regulated work |
3 |
3 |
| • Use or disposal of uncertified products |
0 |
1 |
| Refrigeration |
3 |
1 |
| • No permit |
3 |
1 |
| Warning Notice Grand Total |
112 |
150 |
| Compliance Orders |
2016 |
2017 |
|---|
| Boilers & Pressure Vessels |
24 |
43 |
| • No contractor licence |
11 |
16 |
| • No permit |
4 |
22 |
| • Outstanding non-compliance(s) |
3 |
1 |
| • Performing regulated work beyond scope of qualification |
2 |
0 |
| • Provide access for inspection |
2 |
0 |
| • Provide records |
1 |
2 |
| • Tampering or unsafe use of regulated equipment |
1 |
1 |
| • Use of unqualified worker(s) |
0 |
1 |
| Electrical |
50 |
56 |
| • Expired contractor licence |
2 |
0 |
| • Failure to report an incident |
1 |
1 |
| • Failure to request inspection |
1 |
2 |
| • Incorrect permit |
0 |
1 |
| • No contractor licence |
11 |
20 |
| • No permit |
14 |
16 |
| • No valid certificate of qualification |
1 |
0 |
| • Outstanding non-compliance(s) |
11 |
12 |
| • Provide access for inspection |
2 |
0 |
| • Provide records |
0 |
2 |
| • Use of unqualified workers |
5 |
0 |
| • Use or disposal of uncertified product(s) |
2 |
2 |
| Elevating Devices |
2 |
5 |
| • Outstanding non-compliance(s) |
0 |
1 |
| • Provide records |
1 |
0 |
| • Use of unqualified worker(s) |
1 |
4 |
| Gas |
53 |
95 |
| • Expired contractor licence |
1 |
1 |
| • No contractor licence |
14 |
15 |
| • No permit |
21 |
69 |
| • Outstanding non-compliance(s) |
13 |
3 |
| • Provide records |
1 |
4 |
| • Use of unqualified worker(s) |
2 |
3 |
| • Use or disposal of uncertified products(s) |
1 |
0 |
| Passenger Ropeways |
1 |
1 |
| • Provide records |
1 |
0 |
| • Tampering or unsafe use of regulated equipment |
0 |
1 |
| Refrigeration |
0 |
8 |
| • Failure to obtain design registration |
0 |
1 |
| • Failure to take regulated safety precautions |
0 |
1 |
| • No contractor licence |
0 |
5 |
| • No permit |
0 |
1 |
| Compliance Order Total |
130 |
208 |
| Monetary Penalties |
2016 |
2017 |
|---|
| Boilers & Pressure Vessels |
0 |
4 |
| • Failure to comply with a compliance order |
0 |
3 |
| • Failure to comply with term or condition of a permit |
0 |
1 |
| Electrical |
2 |
17 |
| • Failure to comply with a compliance order |
0 |
13 |
| • Failure to comply with a discipline order |
0 |
1 |
| • Performing regulated work without required permit |
2 |
2 |
| • Sale or disposal of an uncertified regulated product |
0 |
1 |
| Elevating Devices |
3 |
6 |
| • Failure to comply with a safety order |
3 |
5 |
| • Failure to comply with term or condition of a licence |
0 |
1 |
| Gas |
10 |
21 |
| • Failure to comply with a compliance order |
8 |
12 |
| • Performing regulated work without required permit |
2 |
9 |
| Multiple Technology |
0 |
1 |
| • Failure to comply with a compliance order |
0 |
1 |
| Monetary Penalty Total |
15 |
49 |
| Discipline Orders |
2016 |
2017 |
|---|
| Boilers & Pressure Vessels |
0 |
4 |
| • Failure to comply with a term or condition of a certificate |
0 |
1 |
| • Performing regulated work without the required certificate |
0 |
1 |
| • Use of a prohibited electronic device for exam purposes |
0 |
2 |
| Electrical |
3 |
1 |
| • Failure to comply with a compliance order |
1 |
0 |
| • Failure to comply with a safety order |
2 |
0 |
| • Failure to comply with a term or condition of a certificate |
0 |
1 |
| Elevating Devices |
0 |
6 |
| • Failure to comply with a safety order |
0 |
3 |
| • Failure to comply with a term or condition of a licence |
0 |
3 |
| Gas |
0 |
1 |
| • Failure to comply with a term or condition of a licence |
0 |
1 |
| Discipline Order Total |
3 |
12 |
*2017 does not include Compliance Order number CO-2017-0164 which was withdrawn by issuing safety officer. 2017 does include five Monetary Penalties and three Discipline Orders issued in 2016 that were under appeal at time of 2016 reporting and subsequently not included in the 2016 State of Safety Report.
